Appendix D

Checklist of Requirements for School Studies

  1. Information to be provided to school officials:
    • Full copy of protocol including all measures
    • Logistics of data collection-when and where:
      • Estimation of intrusiveness
      • length of individual sessions
      • Length of entire study
    • Handling of students who do not consent to participate. Who will be responsible for alternate activities?
    • Listing of all research personnel, their roles on the project and qualifications
    • Anticipated benefits to the school including timing and certainty of delivery
    • Any risks of the study:
      • Possible disruptions to school both during and after data collection
      • length of individual sessions
      • Length of entire study
    • Any responsibilities of the school—collecting consents, monitoring, interventions, etc.
    • What, if any, individual student information will be provided to the school and if none, so state
    • Ability to withdraw participation or request an individual(s) measure be withdrawn. If school can not participate without inclusion of all measures, so state.
    • Contact information for the Principal Investigator and Office of Academic Research
  2. Items to be ascertained from the schools:
    • Appropriate contact(s) for day to day issues
    • Authorized official for the school
    • Assessment of local context and related issues which the investigator must be sensitive to
    • Appropriateness of study measures for the local population
  3. Information to be provided to parents/guardians and students:
    • Description of the study and clear statement that this is research
    • Confidentiality of responses:
      • What information will be shared with school
      • What information would be reported to other authorities
      • What information will be shared with parent and/or student
    • Ability to decline/withdraw:
      • Both parent and child can withdraw individually
      • Impact of study on students who decline to participate
    • Duration of study
    • Risks of participation
    • Benefits
    • Translation of certification and back translation documents are required for non-English speaking students and parents/guardians of students
    • Contact information for PI and IRB Office
  4. Information to be provided to IRB, in addition to standard requirements:
    • Listing of all research personnel, their roles/responsibilities, and qualifications
    • Approval of the study by appropriate school official
    • Availability of appropriate level of funding for duration of project
    • Assurance that full scope of study is within PI’s area of expertise and if not, provide signed agreement from appropriately trained collaborator
    • Continuing review items
    • Reporting of all adverse events whether or not they were anticipated
    • Reporting of any complaints about the study
    • Reporting of any difficulties encountered by the investigator or participants:
      • Copies of any new measures/procedures
    • Justification for additional changes or measures to the study
    • Translation of certification form and back translation documents and forms are required for IRB review.
    • Any recruiting document(s) translated for those non-English speaking students and parents/guardians of students
    • Description of how change will impact the risks and benefits of the study
    • Description of how new measure will be administered
    • Approval of the school for additional measure:
      • Description of any changes in procedures from initial submission including revised measures with changes highlighted
      • Copies of all correspondence with school including relevant letters, reports, and e-mails

RESPONSIBLE OFFICE: Office of Academic Research
PROCEDURE NUMBER: 3.1.4
SECTION: 3.0 Vulnerable Populations in Research
REVIEW RESPONSIBILITY: IRB Director
ORIGINAL CREATION DATE: January 3, 2011
APPROVAL DATE: February 2, 2011
REVISION DATES: February 13, 2015

Adapted with permission from Yale University, Office of Research Administration and Human Research Protection Program, IRB Policy 310 (2011).


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